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Research collection

Options, warrants and exercise rights

Research collection · collection options-warrants-exercise-rights

Population:
US registered funds (N-PORT filers), pool grain
Economic date:
per object
Cutoff:
not selectable, working data
Version:
Working data, not yet released
Access:
demo

Scope

Included examples
Listed and OTC vanilla options, swaptions, caps and floors, exotics, warrants, subscription and employee rights
Object and linkage distinctions
Exercise claim, underlying and adjustments; holder or writer position and award distinct
Proposed specialized panels
Strike, style, expiry, deliverable, barriers, vesting, exercise and assignment, payoff assumptions

Supported questions

  • Which funds report listed option positions, long or written?

Limitations

  • Strike, expiry, and delta-equivalent exposure are not served.

Coverage

Listed options appear in N-PORT statements; written options carry negative values that are retained.

Coverage of Options, warrants and exercise rights in the pilot universe on 2026-09-13; catalog inclusion, observed records, retrievable fields, and supported analytics are independent.
DimensionStateNote
Catalog inclusionIncludedOne of the fifteen research collections
Observed recordsPartialListed options appear in N-PORT statements; written options carry negative values that are retained.
Retrievable fieldsPosition fieldsIssuer, category, reported value, share of net assets, country
Supported analyticsNone validatedNo accepted analytic; measures require accepted inputs and methods